Chi Ching Tai
戴吉慶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ching Tai (戴吉慶), a licensed former licensee with CE reference ADM909. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2018-07-17 | 2021-12-31 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-07-17 | 2021-12-31 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-13 | 2021-12-31 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-02-13 | 2021-12-31 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 9 — Asset management | 2017-02-13 | 2021-12-31 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-26 | 2017-02-12 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-09-26 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 9 — Asset management | 2014-09-30 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-10-11 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-28 | 2013-10-11 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-01-10 | 2014-03-31 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2011-10-31 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-17 | 2011-10-31 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-21 | 2011-08-05 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
RO | Type 4 — Advising on securities | 2010-07-21 | 2011-08-05 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-28 | 2010-07-21 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-28 | 2010-07-21 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-01-21 | 2010-05-10 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2010-05-10 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2010-05-10 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2010-05-10 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | present | 2005-01-20 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2005-01-20 |