Henry Hing Vie Kwok
郭慶威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Hing Vie Kwok (郭慶威), a licensed former licensee with CE reference AFU269. This person has 9.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
RO | Type 1 - Dealing in securities | 2013-01-10 | 2013-03-28 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-01 | 2013-01-10 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
RO | Type 1 - Dealing in securities | 2009-02-20 | 2010-11-01 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
RO | Type 4 - Advising on securities | 2009-02-20 | 2010-11-01 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-21 | 2008-10-31 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-06-21 | 2008-10-31 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-02-24 | 2005-06-21 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Henry Hing Vie Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.