Bruce Hiu Ping Yam
任曉平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bruce Hiu Ping Yam (任曉平), a licensed former licensee with CE reference AMQ792. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-01-16 | 2021-04-30 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-05-09 | 2014-09-08 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-07 | 2006-09-30 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-07 | 2006-09-30 |