Mark Ye Lam Tan
陳毅男
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Ye Lam Tan (陳毅男), a licensed former licensee with CE reference ACL227. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-06-10 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-21 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-21 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-07-21 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-21 |