Zhongrong PT Securities Limited
中融平和證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhongrong PT Securities Limited (中融平和證券有限公司), a Hong Kong-based licensed corporation with CE reference AAV553. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 3 - Leveraged foreign exchange trading; 4 - Advising on securities; 5 - Advising on futures contracts. Current licensed staff on file: 20 (total recorded over time: 104). Earliest licence on file: 2010-07-30.
- Category:
-
Sell side · Brokerage
- Registered address:
- Room 3505 -10, 35F, Tower 5, The Gateway, 15 Canton Road, Tsim Sha Tsui
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2010-07-30 | present |
| Type 3 - Leveraged foreign exchange trading | 2010-07-30 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 5 - Advising on futures contracts | 2010-07-30 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-15 |
| Type 9 - Asset management | Pre-2003 | 2011-07-14 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (104)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| James Si Kit Chou 仇詩傑 | RO 1, 2, 3, 4, 5, 6, 9 | Pre-2003 | Present |
| Chuan Gu | RO 1, 4 Rep 1, 4 | 2017-05 | Present |
| Geoffrey Chun Kit Lam 林俊傑 | RO 2, 3 Rep 1, 2, 3, 4, 6, 9 | Pre-2003 | Present |
| Dalis Sui Yee Tsui 徐瑞儀 | RO 1, 2, 3, 4, 5, 9 | Pre-2003 | Present |
| Wai Ching Au 區惠貞 | Rep 1, 2, 3 | 2008-05 | Present |
| Lai Wa Chau 周禮華 | Rep 1 | 2006-01 | Present |
| Kwai Ping Choi 蔡貴平 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Jonathan Cho Fan Chou 仇祖薰 | Rep 1, 2 | 2009-04 | Present |
| Yat Fai Chui 徐日輝 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Luqian Dai 代露茜 | Rep 1, 2, 4, 5 | 2021-02 | Present |
| Kwok Wing Lee 李國榮 | Rep 1, 3 | 2008-07 | Present |
| Hau Yin Lo 盧巧賢 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Hon Keung Lo 盧漢強 | Rep 1, 2 | 2014-06 | Present |
| Ki Yung Man 文琪容 | Rep 1 | 2004-11 | Present |
| Amanda Suk Yee Ng 吳淑儀 | Rep 1, 4 | 2009-09 | Present |
| Miranda Ng 伍伶英 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| May Man Ah Sit 薛曼亞 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Cheung Hung Wong 王長虹 | Rep 1, 3 | 2006-10 | Present |
| Mei Lai Yip 葉美麗 | Rep 1, 2, 3, 4, 6, 9 | Pre-2003 | Present |
| Oliver Tin Yau Yip 葉天佑 | Rep 1, 2, 3 | 2005-10 | Present |
| Yi Peng Wang 王亦蓬 | RO 1, 4 | 2025-02 | 2026-03 |
| Wenqi Lu 盧文琦 | Rep 1, 4 | 2021-11 | 2025-12 |
| Si Li Bobbie Chou 仇詩禮 | RO 1 Rep 1, 2 | 2010-07 | 2025-08 |
| Yet Lam Si 史曰林 | Rep 1, 2, 4, 6, 9 | Pre-2003 | 2025-03 |
| May Hing Chun Tse 謝慶珍 | Rep 1 | 2010-05 | 2024-09 |
| Wei Li 李偉 | RO 1, 4 Rep 1, 4 | 2018-03 | 2024-08 |
| Stanley Tak Kwai Cheung 張德貴 | RO 3 Rep 1, 2, 3, 4 | 2013-08 | 2024-04 |
| Hairong Li 李海蓉 | Rep 1, 4 | 2019-04 | 2023-07 |
| Yihan Chai 柴一菡 | Rep 1, 4 | 2018-07 | 2023-04 |
| Yichen Li 李易宸 | Rep 1, 4 | 2022-08 | 2023-03 |
| Yi Sun 孫毅 | Rep 1, 4 | 2020-09 | 2023-03 |
| Pui Li 李培 | RO 1, 2, 4, 5 Rep 1, 2 | 2018-08 | 2023-01 |
| Lilian Kit Yee Yu 余潔怡 | Rep 1 | 2014-07 | 2021-11 |
| Yanyan Song 宋妍妍 | Rep 1, 4 | 2020-10 | 2021-08 |
| Xiaoxi Ding 丁曉夕 | Rep 1, 2, 4 | 2018-11 | 2021-08 |
| Jie Ling Chen 陳介齡 | Rep 1 | 2003-10 | 2021-07 |
| Rujia Zheng 鄭茹佳 | Rep 1, 4 | 2018-01 | 2021-05 |
| Oi Sze Li 李愛思 | Rep 1, 4, 6, 9 | Pre-2003 | 2021-05 |
| Daniel Shek Hung Wong 黃錫鴻 | Rep 3 | 2010-09 | 2021-03 |
| Ming Chak Li 李銘澤 | Rep 1 | 2012-04 | 2021-02 |
| Man Tat Lau 劉文達 | Rep 1 | 2008-01 | 2021-02 |
| Sergiel Hin Shing Luk 陸衍誠 | Rep 1, 2, 4 | 2019-09 | 2021-01 |
| Zhe Lian 廉哲 | Rep 1, 4 | 2018-01 | 2020-07 |
| Sining Shao 邵思凝 | Rep 1, 4 | 2019-01 | 2020-05 |
| Chung Au Yeung 歐陽聰 | Rep 1 | 2013-12 | 2019-02 |
| Flavia Suk Tze Chou Lam 仇林淑芷 | Rep 1, 4, 6, 9 | Pre-2003 | 2019-02 |
| Kwai Li 李季 | Rep 1, 2, 3 | 2004-03 | 2018-06 |
| Ying Li 李穎 | Rep 1, 4 | 2017-05 | 2018-03 |
| Winnie Sin Kwan Au 區倩筠 | Rep 1 | 2004-11 | 2017-09 |
| Kwai Kwok Ngan 顏貴國 | Rep 1 | 2004-11 | 2017-09 |
| Karen Yuk Kit Szeto 司徒玉潔 | Rep 1 | 2004-11 | 2017-09 |
| Yan Kit Chiu 趙仁傑 | Rep 1 | 2017-06 | 2017-08 |
| Steven Colin Poon | Rep 1, 2, 3 | 2007-10 | 2017-07 |
| Kwong Sing Yam 任廣成 | RO 1, 2, 3, 4, 5, 6, 9 | Pre-2003 | 2017-07 |
| Alexandra Amy Chan 陳月波 | Rep 3 | 2010-09 | 2017-05 |
| Ching Wen Chang 張靜雯 | Rep 3 | 2010-09 | 2017-05 |
| Yiu Nam Ho 何耀南 | Rep 1 | 2009-01 | 2017-05 |
| Yuk Tong Law 羅玉堂 | Rep 3 | 2010-08 | 2017-05 |
| Ricky Chi Kay Lee 李子奇 | Rep 1 | 2008-12 | 2017-05 |
| Tsz Wai Siu 蕭子偉 | Rep 1, 2, 3, 4, 6, 9 | Pre-2003 | 2017-05 |
| Vicky Lei Bing Tang 鄧蒞冰 | Rep 1, 2, 3 | 2008-09 | 2017-05 |
| Jenny Fei Ying Tsang 曾飛英 | Rep 3 | 2010-08 | 2017-05 |
| Lam Yeung 楊琳 | Rep 1 | 2008-08 | 2017-05 |
| Ching Po Hung 洪清波 | Rep 3 | 2010-09 | 2017-03 |
| Yuk Cho Hui 許沃操 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-03 |
| Yi To Chung 鍾詒杜 | RO 1, 2, 5 Rep 1, 4 | 2014-10 | 2016-11 |
| Soi Pio Chu 朱穗彪 | Rep 2, 3 | 2012-01 | 2016-02 |
| Kar Yiu Lo 羅家耀 | Rep 3 | 2015-07 | 2015-09 |
| Martin Kwan Chuen Chan 陳君全 | Rep 3 | 2014-06 | 2015-06 |
| Sui Lan Ng 吳瑞蘭 | Rep 1 | 2014-06 | 2015-04 |
| Ho Yin Cheung 張浩然 | Rep 3 | 2010-09 | 2014-04 |
| Wai Kei Tam 譚偉基 | Rep 1, 2, 3 | 2010-07 | 2014-03 |
| Ka Fai Ho 何家輝 | Rep 2, 3 | 2011-08 | 2014-03 |
| George Shing Kin Lui 呂承健 | Rep 1 | 2009-05 | 2013-11 |
| Edmund Yiu Wing Lee 李耀榮 | Rep 2, 3 | 2010-11 | 2013-09 |
| Kwong Ming Pun 潘廣明 | Rep 3 | 2010-09 | 2013-09 |
| Kam Kay Chan 陳金祺 | Rep 2 | 2010-08 | 2013-07 |
| Yuen Ching Choi 蔡婉貞 | Rep 1 | 2011-09 | 2012-10 |
| Qi Li 李琦 | RO 3 Rep 1, 2 | 2007-10 | 2012-08 |
| Chi Ming Choi 蔡志明 | Rep 2, 3 | 2012-02 | 2012-06 |
| Kwok Hung Li 李國鴻 | Rep 1, 2, 3, 4, 6, 9 | Pre-2003 | 2012-06 |
| Shu Wing Chan 陳樹榮 | Rep 1, 2 | 2012-03 | 2012-03 |
| Kin Keung Sik 薛健強 | Rep 3 | 2010-09 | 2012-03 |
| Tung Sun Chan 陳同新 | Rep 1 | 2008-07 | 2011-08 |
| Pui Hei Lam 林沛希 | Rep 1, 2, 3 | 2010-12 | 2011-07 |
| Kam Hee Tsui 徐金禧 | Rep 1 | 2008-09 | 2010-10 |
| Katy Chui Fan Kwok 郭翠芬 | Rep 1 | 2008-06 | 2010-06 |
| Kevin Ka Wing Yip 葉家榮 | Rep 1 | 2007-06 | 2010-03 |
| Steven Sheung Chi Chan 陳尚智 | RO 1, 4, 6, 9 | Pre-2003 | 2009-12 |
| Chun Kit Tang 鄧俊杰 | Rep 1 | 2008-12 | 2009-10 |
| Yu Cheung Chan 陳宇翔 | Rep 1 | 2008-04 | 2009-05 |
| Suet Kwan Shiu 邵雪君 | Rep 1, 4, 6, 9 | Pre-2003 | 2009-03 |
| Morris King Hong Tam 譚景康 | Rep 1, 4, 6, 9 | Pre-2003 | 2009-01 |
| Sze Chi Kwok 郭思治 | RO 1, 4, 6, 9 | Pre-2003 | 2008-10 |
| Wing Kit Yu 余穎潔 | Rep 1 | 2008-01 | 2008-07 |
| Thomas Pui Kee Chung 鍾沛祺 | Rep 1 | 2006-11 | 2008-03 |
| Ming Hin Ng 吳銘軒 | Rep 1 | 2005-03 | 2008-02 |
| Jofi Pak Yu Yuen 阮柏瑜 | Rep 1 | 2006-06 | 2007-07 |
| Kwong Fai Fung 馮廣輝 | Rep 1 | 2004-05 | 2006-06 |
| Wing Kwong Wong 黃永光 | Rep 1 | 2004-05 | 2005-06 |
Showing 1–100 of 104
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