Yi To Chung
鍾詒杜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi To Chung (鍾詒杜), a licensed former licensee with CE reference ADQ004. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-14 | 2019-05-17 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 4 — Advising on securities | 2016-12-14 | 2019-05-17 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-22 | 2016-11-16 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-25 | 2016-04-22 |
| M Securities Limited 雙龍證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-04-14 | 2015-08-07 |
| M Securities Limited 雙龍證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-08 | 2015-04-14 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-24 | 2015-03-05 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-10-24 | 2015-03-05 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-10-24 | 2015-03-05 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2014-10-24 | 2015-03-05 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 4 — Advising on securities | 2011-07-15 | 2011-11-11 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-07-15 | 2011-11-11 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-05 | 2011-07-15 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-05-05 | 2011-07-15 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 1 — Dealing in securities | 2007-04-30 | 2011-11-11 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-04-18 | 2011-11-11 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-09 | 2007-04-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-11-09 | 2007-04-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-01 | 2006-10-09 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-01 | 2006-10-09 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-07-29 | 2006-10-09 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2005-07-29 | 2006-10-09 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-05-27 | 2005-07-07 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 — Dealing in futures contracts | 2004-05-27 | 2005-07-07 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-04-01 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-04-01 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-01 |