Tsz Wai Siu
蕭子偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Wai Siu (蕭子偉), a licensed former licensee with CE reference ACD150. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-03 | 2017-05-31 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-11-03 | 2017-05-31 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-05-31 |
| Peace Town Futures Limited 平和期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2010-08-28 |
| Peace Town Forex Limited 平和外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2010-08-21 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-29 |
| Peace Town Futures Limited 平和期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-12-29 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-29 |
| Peace Town Futures Limited 平和期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-29 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-29 |