Kwai Li
李季
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Li (李季), a licensed former licensee with CE reference ACR634. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-05 | 2019-09-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-20 | 2019-09-30 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-05-20 | 2019-09-30 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2019-05-20 | 2019-09-30 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2018-07-11 | 2019-01-02 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2018-07-11 | 2019-01-02 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2018-07-11 | 2019-01-02 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-03 | 2018-06-07 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-11-03 | 2018-06-07 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-19 | 2018-06-07 |
| Peace Town Futures Limited 平和期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-19 | 2010-08-28 |
| Peace Town Forex Limited 平和外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2010-08-21 |