Winnie Sin Kwan Au
區倩筠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Sin Kwan Au (區倩筠), a licensed former licensee with CE reference ABY624. This person has 20.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealth Link Securities Limited 富滙證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-15 | 2024-03-04 |
| Wealth Link Securities Limited 富滙證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-04 | 2024-03-04 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-18 | 2017-09-30 |
| Chung Tak & Company 眾德股票公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-11-11 |
| Chung Tak & Company 眾德股票公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-11 |
| Chung Tak & Company 眾德股票公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-11 |
| Chung Tak & Company 眾德股票公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Winnie Sin Kwan Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.