Kwai Kwok Ngan
顏貴國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Kwok Ngan (顏貴國), a licensed former licensee with CE reference AAB095. This person has 20.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealth Link Securities Limited 富滙證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-25 | 2024-03-04 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-12 | 2017-09-30 |
| Chung Tak & Company 眾德股票公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-11-11 |
| Chung Tak & Company 眾德股票公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-27 |
| Chung Tak & Company 眾德股票公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-27 |
| Chung Tak & Company 眾德股票公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwai Kwok Ngan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.