Xiaoxi Ding
丁曉夕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxi Ding (丁曉夕), a licensed former licensee with CE reference BGV491. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-04-15 | 2025-09-29 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-29 | 2025-03-13 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-10-29 | 2025-03-13 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-29 | 2025-03-13 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-11-28 | 2021-08-25 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-14 | 2021-08-25 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-14 | 2021-08-25 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-09-04 | 2018-10-12 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-09 | 2018-10-12 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-09 | 2018-10-12 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-11 | 2018-10-12 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-11 | 2018-10-12 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-26 | 2016-10-22 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-01-26 | 2016-10-22 |