Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Standard Chartered Securities (Hong Kong) Limited (渣打證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAF212. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts. Current licensed staff on file: 6 (total recorded over time: 399). Earliest licence on file: 2012-12-17.
- Category:
-
Sell side · Brokerage
- Registered address:
- 15/F, Two International Finance Centre, 8 Finance Street, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2012-12-17 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 5 - Advising on futures contracts | 2012-12-17 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | 2020-09-14 |
| Type 9 - Asset management | Pre-2003 | 2017-07-12 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (399)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Steven Kent Choe | RO 2, 5 Rep 2, 5 | 2012-12 | Present |
| Siguo Feng 馮思果 | RO 1, 4 Rep 1, 4 | 2016-05 | Present |
| John Kai Chi Thang 曾繼志 | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2023-07 | Present |
| Yu'an Luo 罗裕安 | Rep 1, 4 | 2023-07 | Present |
| Daoheng Wang 王道恒 | Rep 1, 4 | 2023-09 | Present |
| Shuoqiu Zheng 鄭碩秋 | Rep 1, 4 | 2023-07 | Present |
| John Ming Kiu Tan 陳銘僑 | RO 1, 2, 4, 5, 6, 9 | 2012-11 | 2024-06 |
| Mohamed Thabet Rashed Jaber Rashed Alghatam | Rep 2, 5 | 2017-11 | 2023-10 |
| Kwun Yin Chan 陳君言 | Rep 1, 2, 4, 5 | 2016-09 | 2023-10 |
| Prasanna Mathiannal | Rep 1, 2, 4, 5 | 2012-07 | 2023-10 |
| Kwok Wan Tai 戴國韻 | Rep 2, 5 | 2014-09 | 2023-10 |
| Agnes Chi Ling Tse 謝芷玲 | Rep 2, 5 | 2018-10 | 2023-10 |
| Laurent Chouillet | Rep 2, 5 | 2018-03 | 2022-06 |
| Yiu Hon Chan 陳耀漢 | Rep 2, 5 | 2015-10 | 2021-05 |
| Gary Cheng 鄭嘉堯 | Rep 2, 5 | 2013-03 | 2021-05 |
| Gerald Toby Benedict Hartup | Rep 2, 5 | 2018-06 | 2021-05 |
| Tsung-Kai Huang 黃琮凱 | Rep 2, 5 | 2017-09 | 2021-05 |
| Eric Pierre Jean Hurson | Rep 2, 5 | 2019-10 | 2021-05 |
| Jin Li 李進 | Rep 2, 5 | 2014-04 | 2021-05 |
| Jing Li | Rep 2, 5 | 2015-04 | 2021-05 |
| Michael Jia Jun Liao 廖家俊 | Rep 2, 5 | 2018-08 | 2021-05 |
| Lingming Liu 劉凌明 | Rep 2, 5 | 2014-06 | 2021-05 |
| Long Sang Ng 吳朗笙 | Rep 2, 5 | 2020-02 | 2021-05 |
| Yuchen Wang 王雨晨 | Rep 2, 5 | 2019-11 | 2021-05 |
| Kwun Lam Chan 陳冠霖 | Rep 5 | 2018-04 | 2021-03 |
| Siu Chun Chan 陳兆津 | Rep 5 | 2018-02 | 2021-03 |
| Shuang Ding 丁爽 | Rep 5 | 2018-04 | 2021-03 |
| Kelvin Kin Heng Lau 劉健恆 | Rep 5 | 2018-04 | 2021-03 |
| Jie Liu 劉潔 | Rep 5 | 2018-04 | 2021-03 |
| Chao Zhang 張超 | Rep 5 | 2017-06 | 2021-03 |
| Darren Phillip Botha | RO 2, 5 Rep 2, 5 | 2018-03 | 2020-12 |
| Peter William Burnett | RO 1, 4, 6 Rep 1, 4, 6 | 2013-04 | 2020-08 |
| Lodewijk Conrard Bernard Joost Meens | RO 1, 4, 6 Rep 1, 4, 6 | 2009-10 | 2020-07 |
| Fred Ka Fai Leung 梁家輝 | RO 1, 4, 6 Rep 1, 4, 6 | 2014-08 | 2020-07 |
| Christine Hua Chai 柴華 | Rep 2, 5 | 2017-11 | 2019-11 |
| Ernest Chan 陳朗程 | Rep 2, 5 | 2019-03 | 2019-11 |
| Steffen Erich August Sabas | Rep 2, 5 | 2018-01 | 2019-10 |
| Lap Kei Wan 尹立基 | Rep 2, 5 | 2018-03 | 2019-06 |
| Eddie King Kan Cheung 張敬勤 | Rep 5 | 2018-04 | 2018-10 |
| Chris Wing Yuen Wong 黃永源 | Rep 2, 5 | 2015-08 | 2018-09 |
| Ka Fai Hui 許嘉輝 | Rep 1, 2, 4, 5 | 2018-02 | 2018-08 |
| Cheuk Hei Wan 尹卓希 | Rep 1, 2, 4, 5 | 2018-03 | 2018-08 |
| Georgios Sittas | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2014-06 | 2018-08 |
| Bingnan Lu 魯冰楠 | Rep 2, 5 | 2018-04 | 2018-07 |
| Jun Jie Tan 陳俊杰 | Rep 2, 5 | 2014-10 | 2018-06 |
| Li Li 李力 | Rep 1, 2, 4, 5 | 2015-03 | 2018-05 |
| Andrew Charles Delano | RO 2, 5 Rep 2, 5 | 2013-03 | 2018-03 |
| Brian Kai Wing Luk 陸啟穎 | Rep 1, 2, 4, 5 | 2016-09 | 2018-02 |
| Simon Hao Sheng Wu 伍浩生 | Rep 2, 5 | 2017-07 | 2018-01 |
| David Andrew James Murray | Rep 5 | 2017-07 | 2017-11 |
| Angela Kai Hei Tong 唐啟僖 | Rep 1, 2, 4, 5 | 2016-09 | 2017-09 |
| Siwen Mao 毛嗣文 | Rep 2, 5 | 2015-12 | 2017-06 |
| Clarence Yuk Fai Yeung 楊旭輝 | RO 9 | 2014-05 | 2017-06 |
| Marcella Man Wai Chan 陳敏慧 | RO 1, 4, 6 Rep 1, 4, 6 | 2013-01 | 2017-04 |
| Jeremy John East | RO 2, 5 Rep 2, 5 | 2013-06 | 2017-04 |
| Prashant Chadha | Rep 2, 5 | 2015-12 | 2017-03 |
| May Siew Boi Tan 陳秀梅 | RO 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Ka Ling Chan 陳嘉玲 | Rep 1, 4, 6 | 2015-11 | 2017-01 |
| Tsz Chun Chan 陳子進 | Rep 1, 4, 6 | 2015-07 | 2017-01 |
| Eric Kay Chen 陳柏甫 | Rep 1, 4, 6 | 2009-06 | 2017-01 |
| Yongmao Feng 馮永茂 | Rep 1, 4, 6 | 2012-09 | 2017-01 |
| Yan Huang 黃硯 | Rep 1, 4, 6 | 2016-03 | 2017-01 |
| Pui Fan Lam 林佩芬 | Rep 1, 4, 6 | 2009-12 | 2017-01 |
| Zhuowei Li 李卓蔚 | Rep 1, 4, 6 | 2013-12 | 2017-01 |
| Yim King Man 文艷琼 | Rep 1, 4, 6 | 2016-08 | 2017-01 |
| Sze Wai Mok 莫施煒 | Rep 1, 4, 6 | 2015-06 | 2017-01 |
| Yixiong Ni 倪一雄 | Rep 1, 4, 6 | 2016-10 | 2017-01 |
| Stephen Shih 施健文 | Rep 1, 4, 6 | 2016-01 | 2017-01 |
| Jian Wei Tan 陳建偉 | Rep 1, 4, 6 | 2012-06 | 2017-01 |
| Jia Wang 王嘉 | Rep 1, 4, 6 | 2015-12 | 2017-01 |
| Madhav Shankar | RO 2, 5 Rep 2, 5 | 2015-11 | 2017-01 |
| Yinghua Yu 於穎華 | Rep 1, 4, 6 | 2010-02 | 2016-12 |
| Kwok To Yiu 饒國濤 | Rep 1, 2, 4, 5 | 2016-02 | 2016-12 |
| Koon Wong Lee 李根旺 | Rep 2, 5 | 2014-09 | 2016-12 |
| Rhys Alexander Lawrence Pittam | Rep 2, 5 | 2015-11 | 2016-11 |
| Chin Fai Yeung 楊展煇 | Rep 1, 2, 4, 5 | 2016-09 | 2016-11 |
| Terence Ming Hin Leung 梁明軒 | Rep 1, 2, 4, 5 | 2016-02 | 2016-10 |
| Sharon Lai 黎亦彤 | Rep 1, 2, 4, 5 | 2016-01 | 2016-10 |
| Lu Zeng 曾璐 | Rep 2, 5 | 2013-03 | 2016-09 |
| Alvin Chun Hin Lam 林俊軒 | Rep 1, 2, 4, 5 | 2016-02 | 2016-09 |
| Hee Seung Kim 金熙升 | Rep 2, 5 | 2014-08 | 2016-09 |
| Yu Wai To 杜裕威 | Rep 2, 5 | 2015-07 | 2016-07 |
| Patrick Shih Pan Chao | Rep 1, 4, 6 | 2014-05 | 2016-06 |
| Ching-An Hsieh 謝景安 | Rep 1, 2, 4, 5 | 2016-03 | 2016-06 |
| Tso-Lun Lu 盧作倫 | Rep 1, 2, 4, 5 | 2016-03 | 2016-06 |
| Ting-Yun Wang 王亭云 | Rep 1, 2, 4, 5 | 2016-03 | 2016-06 |
| Yin Ching Chow 周彦澂 | Rep 1, 2, 4, 5 | 2016-02 | 2016-05 |
| Ting Ting Cheng 鄭婷婷 | Rep 1, 4, 6 | 2015-09 | 2016-05 |
| Kenneth Sau Yee Hon 韓守義 | RO 1, 2, 4, 5 Rep 1, 4 | 2012-06 | 2016-04 |
| Ji Hyun Kim | Rep 1, 2, 4, 5 | 2015-08 | 2016-04 |
| Ill Hwan Kwak 郭日煥 | Rep 1, 2, 4, 5 | 2013-02 | 2016-04 |
| Wai Man Kwong 江惠民 | Rep 1, 2, 4, 5 | 2015-05 | 2016-04 |
| Francois Henri Lam 林志雄 | Rep 1, 2 | 2010-03 | 2016-04 |
| Kwun Fung Leung 梁冠峰 | Rep 1, 2 | 2011-04 | 2016-04 |
| Simon Chung Man Leung 梁頌文 | Rep 1, 2 | 2014-05 | 2016-04 |
| Kai Ming Mak 麥啟明 | Rep 1, 2, 4, 5 | 2014-01 | 2016-04 |
| Derek Ho Kuen Wai 衛浩權 | Rep 1, 2, 4, 5 | 2013-10 | 2016-04 |
| Tsz Kin Joe Yip 葉子健 | Rep 1 | 2011-08 | 2016-04 |
| Yingming Zhang 張瑩嫇 | Rep 1, 4, 6 | 2014-11 | 2015-12 |
| Andrew Mark Cusack | Rep 1, 2, 4, 5 | 2012-07 | 2015-12 |
Showing 1–100 of 399
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