Lap Kei Wan
尹立基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Kei Wan (尹立基), a licensed former licensee with CE reference AML156. This person has 13.4 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2019-06-24 | 2024-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-06-24 | 2024-01-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-06-24 | 2024-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2019-06-24 | 2024-01-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2019-06-24 | 2024-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2019-06-24 | 2024-01-23 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-03-01 | 2019-06-06 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-03-01 | 2019-06-06 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-10 | 2013-10-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-02-09 | 2013-01-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-14 | 2013-01-15 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-01 | 2007-11-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lap Kei Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.