Patrick Shih Pan Chao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Shih Pan Chao ( ), a licensed former licensee with CE reference AVZ600. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-05 | 2016-06-30 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-05 | 2016-06-30 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-05-05 | 2016-06-30 |
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-10-11 | 2014-03-03 |