Jian Wei Tan
陳建偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian Wei Tan (陳建偉), a licensed former licensee with CE reference ATL612. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-26 | 2017-01-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-26 | 2017-01-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-06-26 | 2017-01-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-07-27 | 2011-09-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-07-27 | 2011-09-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2009-07-27 | 2011-09-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2009-07-27 | 2011-09-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2009-07-27 | 2011-09-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2009-07-27 | 2011-09-01 |