Tsz Kin Joe Yip
葉子健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Kin Joe Yip (葉子健), a licensed former licensee with CE reference AXU899. This person has 7.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel Limited 瑞萬通博有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-20 | 2022-11-16 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-28 | 2021-09-23 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-28 | 2021-09-23 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2020-09-28 | 2021-09-23 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-10 | 2016-12-07 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-05-10 | 2016-12-07 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-10 | 2016-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Kin Joe Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.