Yixiong Ni
倪一雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yixiong Ni (倪一雄), a licensed Responsible Officer with CE reference BIK126. Currently licensed at 1 firm(s): XTransfer Financial Services (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-07-05 | present |
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-07-05 | present |
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 |
RO | Type 9 — Asset management | 2023-07-05 | present |
| WALDEN PARTNERS CAPITAL LIMITED |
RO | Type 1 — Dealing in securities | 2023-03-17 | 2023-06-30 |
| WALDEN PARTNERS CAPITAL LIMITED |
RO | Type 4 — Advising on securities | 2023-03-17 | 2023-06-30 |
| WALDEN PARTNERS CAPITAL LIMITED |
RO | Type 9 — Asset management | 2023-03-17 | 2023-06-30 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-20 | 2017-01-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-20 | 2017-01-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-10-20 | 2017-01-31 |