Alvin Chun Hin Lam

林俊軒
CE No. BGZ159 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Chun Hin Lam (林俊軒), a licensed former licensee with CE reference BGZ159. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2024-09-30 2025-05-09
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2019-12-12 2023-12-03
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2019-12-12 2023-12-03
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities 2019-12-12 2023-12-03
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 5 - Advising on futures contracts 2019-12-12 2023-12-03
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 1 - Dealing in securities 2016-02-05 2016-09-12
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2016-02-05 2016-09-12
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 4 - Advising on securities 2016-02-05 2016-09-12
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 5 - Advising on futures contracts 2016-02-05 2016-09-12

Related