Prashant Chadha
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Prashant Chadha ( ), a licensed former licensee with CE reference BGQ083. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brickfield Partners Limited 磚田伙伴有限公司 |
Rep | Type 9 — Asset management | 2019-04-04 | 2025-09-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-01-16 | 2018-08-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-03 | 2018-08-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-03 | 2018-08-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-03 | 2018-08-29 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-12-07 | 2017-03-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-12-07 | 2017-03-31 |