Darren Phillip Botha
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Darren Phillip Botha, a licensed former licensee with CE reference BMM574. This person has 2.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-07-30 | 2020-12-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2018-07-30 | 2020-12-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-03-06 | 2018-07-30 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-03-06 | 2018-07-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Darren Phillip Botha during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.