Darren Phillip Botha
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Darren Phillip Botha ( ), a licensed former licensee with CE reference BMM574. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-07-30 | 2020-12-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-07-30 | 2020-12-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-03-06 | 2018-07-30 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-03-06 | 2018-07-30 |