Peter William Burnett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter William Burnett ( ), a licensed former licensee with CE reference ADX522. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-12-16 | 2020-08-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-12-16 | 2020-08-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-12-16 | 2020-08-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-08 | 2013-12-16 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-08 | 2013-12-16 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-04-08 | 2013-12-16 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2013-01-15 |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | present | 2003-06-25 |
| UBS Securities Asia Limited | RO | Type 4 — Advising on securities | present | 2003-06-25 |
| UBS Securities Asia Limited | RO | Type 6 — Advising on corporate finance | present | 2003-06-25 |
| UBS Securities Asia Limited | RO | Type 9 — Asset management | present | 2003-06-25 |