Sophia Pei Thai

CE No. BPF207 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sophia Pei Thai, a licensed Responsible Officer with CE reference BPF207. Currently licensed at 1 firm(s): E15 Fund Advisors (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.

More firms doing Advising on securities →More firms doing Asset management →

Licence history

FirmRoleRegulated activityFromTo
E15 Fund Advisors (HK) Limited
 RO Type 4 — Advising on securities 2023-12-28 present
E15 Fund Advisors (HK) Limited
 RO Type 9 — Asset management 2023-12-28 present
E15 Fund Advisors (HK) Limited
 Rep Type 4 — Advising on securities 2023-11-27 2023-12-28
E15 Fund Advisors (HK) Limited
 Rep Type 9 — Asset management 2023-11-27 2023-12-28
CPPIB Asia Inc. Rep Type 1 — Dealing in securities 2019-12-16 2021-10-28

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