Hirofumi Takaku
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hirofumi Takaku, a licensed Responsible Officer with CE reference AXI172. Currently licensed at 1 firm(s): dLab Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.7 years of SFC licence history. Total licence records on file: 21.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| dLab Asset Management Limited | RO | Type 4 - Advising on securities | 2021-05-26 | present |
| dLab Asset Management Limited | RO | Type 9 - Asset management | 2021-05-26 | present |
| dLab Asset Management Limited | Rep | Type 4 - Advising on securities | 2021-04-20 | 2021-05-26 |
| HBS (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2020-12-17 | 2021-03-18 |
| HBS (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2020-12-17 | 2021-03-18 |
| UBS Securities Asia Limited | RO | Type 1 - Dealing in securities | 2018-05-18 | 2018-06-29 |
| UBS Securities Asia Limited | RO | Type 2 - Dealing in futures contracts | 2018-05-18 | 2018-06-29 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-01 | 2018-05-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-06-01 | 2018-05-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-04-21 | 2017-04-28 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-04-21 | 2017-04-28 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-02-13 | 2017-02-17 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-02-13 | 2017-02-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-01-10 | 2017-01-13 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-01-10 | 2017-01-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-11-21 | 2016-11-26 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-11-21 | 2016-11-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-09-14 | 2016-09-24 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-09-14 | 2016-09-24 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-06-01 | 2016-05-20 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-06-01 | 2016-05-20 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Hirofumi Takaku during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hiroyoshi Sandaya | dLab Asset Management Limited | 2021–present |
| Nancy Shuk Ying Lee | dLab Asset Management Limited | 2021–2024 |
| Takeshi Kamimura | dLab Asset Management Limited | 2023–present |
| Hiroyuki Hayano | dLab Asset Management Limited | 2023–present |
| Mamoru Taniya | dLab Asset Management Limited | 2021–2024 |
| Alex Sau Hung Yeung | dLab Asset Management Limited | 2021–2022 |
| Gerry Edwin Patrick Ifill | HBS (Hong Kong) Limited | 2020–2021 |
| Michel Kai Tai Lee | HBS (Hong Kong) Limited | 2021 |