Hirofumi Takaku
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hirofumi Takaku, CE reference AXI172. Currently licensed at 1 firm(s): dLab Asset Management Limited. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| dLab Asset Management Limited |
RO | Type 4 — Advising on securities | 2021-05-26 | present |
| dLab Asset Management Limited |
RO | Type 9 — Asset management | 2021-05-26 | present |
| dLab Asset Management Limited |
Rep | Type 4 — Advising on securities | 2021-04-20 | 2021-05-26 |
| HBS (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2020-12-17 | 2021-03-18 |
| HBS (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2020-12-17 | 2021-03-18 |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2018-05-18 | 2018-06-29 |
| UBS Securities Asia Limited | RO | Type 2 — Dealing in futures contracts | 2018-05-18 | 2018-06-29 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-06-01 | 2018-05-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2017-06-01 | 2018-05-18 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-04-21 | 2017-04-28 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2017-04-21 | 2017-04-28 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-02-13 | 2017-02-17 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2017-02-13 | 2017-02-17 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-01-10 | 2017-01-13 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2017-01-10 | 2017-01-13 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2016-11-21 | 2016-11-26 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2016-11-21 | 2016-11-26 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2016-09-14 | 2016-09-24 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2016-09-14 | 2016-09-24 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-06-01 | 2016-05-20 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-06-01 | 2016-05-20 |