Wing Shing Lee
李榮勝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Shing Lee (李榮勝), a licensed Responsible Officer with CE reference AJD174. Currently licensed at 1 firm(s): East Eagle Asset Management Holdings Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| East Eagle Asset Management Holdings Limited 東鷹資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-12-02 | present |
| East Eagle Asset Management Holdings Limited 東鷹資產管理有限公司 |
RO | Type 9 — Asset management | 2020-12-02 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-18 | 2020-08-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-05-18 | 2020-08-14 |
| East Eagle Asset Management Holdings Limited 東鷹資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-08-11 | 2020-04-24 |
| East Eagle Asset Management Holdings Limited 東鷹資產管理有限公司 |
RO | Type 9 — Asset management | 2017-08-11 | 2020-04-24 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-15 | 2017-04-27 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-12 | 2014-07-15 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2006-03-20 | 2016-12-30 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-08 | 2009-04-24 |