Dawei Shi
石大維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dawei Shi (石大維), a licensed Responsible Officer with CE reference AUR997. Currently licensed at 1 firm(s): E20 Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| E20 Capital Limited |
RO | Type 4 — Advising on securities | 2025-03-13 | present |
| E20 Capital Limited |
RO | Type 9 — Asset management | 2025-03-13 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-22 | 2013-08-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-22 | 2013-08-30 |