Wai Fu Chan
陳偉富
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Fu Chan (陳偉富), CE reference AEI108. Currently licensed at 1 firm(s): Empire Private Capital Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Empire Private Capital Limited |
RO | Type 4 — Advising on securities | 2023-03-13 | present |
| Empire Private Capital Limited |
RO | Type 9 — Asset management | 2023-03-13 | present |
| Julius Baer (Hong Kong) Limited | RO | Type 9 — Asset management | 2011-02-14 | 2011-12-31 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-06-27 | 2011-12-31 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-09-19 | 2011-12-31 |