Ying Mao Andrew Ma
馬英武
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Mao Andrew Ma (馬英武), CE reference AZT117. Currently licensed at 1 firm(s): Excel Shining Asia Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Excel Shining Asia Limited 卓耀亞洲有限公司 |
RO | Type 4 — Advising on securities | 2020-04-29 | present |
| Excel Shining Asia Limited 卓耀亞洲有限公司 |
RO | Type 9 — Asset management | 2020-04-29 | present |
| Surich Asset Management Limited 順裕資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-07-05 | 2020-02-13 |
| Surich Asset Management Limited 順裕資產管理有限公司 |
RO | Type 9 — Asset management | 2018-07-05 | 2020-02-13 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-06 | 2017-10-31 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 — Asset management | 2012-07-06 | 2017-10-31 |