Bo Wang
汪波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bo Wang (汪波), a licensed Responsible Officer with CE reference AGD229. Currently licensed at 1 firm(s): STAR RIVER SECURITIES LIMITED. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.6 years of SFC licence history. Total licence records on file: 11.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
RO | Type 9 - Asset management | 2018-12-12 | present |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
RO | Type 4 - Advising on securities | 2018-11-19 | present |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-02 | 2018-11-19 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-09 | 2018-07-01 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 9 - Asset management | 2015-06-09 | 2018-07-01 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-01-31 | 2014-02-01 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 9 - Asset management | 2012-01-31 | 2014-02-01 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-04 | 2011-11-11 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-10 | 2009-11-29 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2004-09-16 | 2005-01-06 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 - Advising on securities | 2003-12-16 | 2004-08-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bo Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.