Xiangda Li
李向逹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiangda Li (李向逹), a licensed Responsible Officer with CE reference BND696. Currently licensed at 1 firm(s): STAR RIVER SECURITIES LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
RO | Type 9 - Asset management | 2019-04-03 | present |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
RO | Type 4 - Advising on securities | 2019-03-25 | present |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-23 | present |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-15 | 2019-01-23 |