Si Chen
陳思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Si Chen (陳思), a licensed Responsible Officer with CE reference BIS449. Currently licensed at 1 firm(s): SPDB International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 9.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2021-09-30 | present |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-09-30 | present |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-10 | 2021-09-30 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-12-09 | 2021-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Si Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.