Baoming Zhao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Baoming Zhao (趙宝明), a licensed Responsible Officer with CE reference BNZ230. Currently licensed at 2 firm(s): SPDB International Securities Limited, SPDB International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 7.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPDB International Securities Limited 浦銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-05-11 | present |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2026-05-11 | present |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-05-11 | present |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-18 | 2026-05-11 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-12-18 | 2026-05-11 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 9 - Asset management | 2024-03-13 | 2025-10-31 |
| SPDB International Securities Limited 浦銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-08 | 2024-02-01 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-10 | 2024-02-01 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-01-10 | 2024-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Baoming Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.