Man Hong Li
李民康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Hong Li (李民康), CE reference AZL821. Currently licensed at 2 firm(s): SPS Securities Limited, SPS Investment Services Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-31 | present |
| SPS Investment Services Limited 新寶城投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-31 | present |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 9 — Asset management | 2022-03-31 | present |
| SPS Investment Services Limited 新寶城投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-23 | 2019-11-08 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 9 — Asset management | 2015-12-15 | 2019-11-08 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-16 | 2019-11-08 |