David Cheung Fung Poon
潘長風
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Cheung Fung Poon (潘長風), CE reference AAD425. Currently licensed at 2 firm(s): SPS Securities Limited, SPS Investment Services Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPS Securities Limited 新寶城證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-01-26 | present |
| SPS Securities Limited 新寶城證券有限公司 |
RO | Type 9 — Asset management | 2005-01-26 | present |
| SPS Investment Services Limited 新寶城投資顧問有限公司 |
RO | Type 4 — Advising on securities | present | present |
| SPS Commodities Limited 新寶城期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-10-29 | 2023-12-18 |
| SPS Investment Services Limited 新寶城投資顧問有限公司 |
Rep | Type 9 — Asset management | 2005-01-25 | 2005-01-26 |
| SPS Investment Services Limited 新寶城投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-02 |
| SPS Research Limited 新寶城資料研究有限公司 |
RO | Type 4 — Advising on securities | present | 2003-10-02 |
| SPS Investment Services Limited 新寶城投資顧問有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2018-04-13 |
| SPS Research Limited 新寶城資料研究有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-10-02 |
| SPS Investment Services Limited 新寶城投資顧問有限公司 |
RO | Type 9 — Asset management | present | 2005-01-25 |