Jinge Cai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jinge Cai (蔡金戈), a licensed Responsible Officer with CE reference BIK509. Currently licensed at 1 firm(s): SR Wealth Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SR Wealth Securities Limited 中富證券有限公司 |
Rep | Type 9 - Asset management | 2022-08-11 | present |
| SR Wealth Securities Limited 中富證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-02-11 | present |
| SR Wealth Securities Limited 中富證券有限公司 |
RO | Type 4 - Advising on securities | 2022-02-11 | present |
| SR Wealth Securities Limited 中富證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-01-28 | present |
| SR Wealth Securities Limited 中富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-10 | 2022-02-11 |
| SR Wealth Securities Limited 中富證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-10 | 2022-02-11 |
| SR Wealth Securities Limited 中富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-18 | 2017-08-04 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Jinge Cai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.