Puneet Singh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Puneet Singh, a licensed Representative with CE reference BCG408. Currently licensed at 1 firm(s): SG Securities (HK) Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-13 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-13 | 2018-11-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-23 | 2016-12-23 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-11 | 2015-05-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-11-11 | 2013-11-15 |