Yun Sum Wong
黃潤森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Sum Wong (黃潤森), a licensed former licensee with CE reference BAA672. This person has 12.3 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-20 | 2026-06-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-11-20 | 2026-06-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2018-11-20 | 2020-05-13 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-16 | 2018-10-18 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-10-16 | 2018-10-18 |
| Infore Capital Management (Hong Kong) Company Limited 盈峰資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-04-24 | 2018-06-29 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-02-12 | 2017-04-04 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-02-12 | 2017-04-04 |
| Pinestone Securities Limited 鼎石證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-10 | 2014-10-13 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-20 | 2014-01-13 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-09 | 2013-09-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yun Sum Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.