Allan Hung Yat Shen
沈鴻逸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allan Hung Yat Shen (沈鴻逸), a licensed Representative with CE reference AIC834. Currently licensed at 1 firm(s): SG Securities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 21.3 years of SFC licence history. Total licence records on file: 31.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-23 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-11-23 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-10-16 | 2017-11-22 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-10-16 | 2017-11-22 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-01 | 2017-07-05 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-02-01 | 2017-07-05 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-07-20 | 2016-04-29 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-07-20 | 2016-07-29 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2015-07-20 | 2016-04-29 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-08 | 2015-07-06 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-12-03 | 2015-07-06 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-06 | 2012-09-29 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 - Dealing in futures contracts | 2009-07-06 | 2012-03-23 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 5 - Advising on futures contracts | 2009-07-06 | 2012-03-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-01 | 2009-02-13 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2007-08-01 | 2009-02-13 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2007-08-01 | 2009-02-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2007-08-01 | 2009-02-13 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2007-08-01 | 2009-02-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2006-10-02 | 2007-06-30 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2006-10-02 | 2007-06-30 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2006-10-02 | 2007-06-30 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2006-10-02 | 2007-06-30 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-03 | 2006-09-30 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-08-13 | 2006-09-30 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-08-01 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-08-01 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-08-01 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-08-01 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-01 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 9 - Asset management | Pre-2003 | 2003-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Allan Hung Yat Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.