Allan Hung Yat Shen
沈鴻逸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allan Hung Yat Shen (沈鴻逸), a licensed Representative with CE reference AIC834. Currently licensed at 1 firm(s): SG Securities (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 31.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-23 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-11-23 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-10-16 | 2017-11-22 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2017-10-16 | 2017-11-22 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-01 | 2017-07-05 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-02-01 | 2017-07-05 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-07-20 | 2016-04-29 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-20 | 2016-07-29 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2015-07-20 | 2016-04-29 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-08 | 2015-07-06 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-03 | 2015-07-06 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-06 | 2012-09-29 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 — Dealing in futures contracts | 2009-07-06 | 2012-03-23 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 5 — Advising on futures contracts | 2009-07-06 | 2012-03-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-01 | 2009-02-13 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2007-08-01 | 2009-02-13 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-08-01 | 2009-02-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-08-01 | 2009-02-13 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2007-08-01 | 2009-02-13 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2006-10-02 | 2007-06-30 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2006-10-02 | 2007-06-30 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2006-10-02 | 2007-06-30 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2006-10-02 | 2007-06-30 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-03 | 2006-09-30 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-08-13 | 2006-09-30 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-08-01 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 — Dealing in futures contracts | present | 2003-08-01 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 5 — Advising on futures contracts | present | 2003-08-01 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-01 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-01 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 9 — Asset management | present | 2003-08-01 |