Nicholas Alexander Lent
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Alexander Lent, a licensed Representative with CE reference APC030. Currently licensed at 1 firm(s): SG Securities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-11-08 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-11-08 | present |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2009-11-19 | 2011-06-28 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2007-06-14 | 2011-06-28 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2007-06-14 | 2011-06-28 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2007-06-14 | 2011-06-28 |