Nicholas Alexander Lent
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Alexander Lent, a licensed Representative with CE reference APC030. Currently licensed at 1 firm(s): SG Securities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 5.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-11-08 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-11-08 | present |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2009-11-19 | 2011-06-28 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2007-06-14 | 2011-06-28 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2007-06-14 | 2011-06-28 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2007-06-14 | 2011-06-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Alexander Lent during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.