Stephen Kevin Spratt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Kevin Spratt, a licensed Representative with CE reference BRX579. Currently licensed at 1 firm(s): SG Securities (HK) Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2024-08-30 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-08-14 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-02 | 2024-05-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-12-02 | 2024-05-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-02 | 2024-05-21 |