Vallabh Shastri
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vallabh Shastri, a licensed Representative with CE reference BRP342. Currently licensed at 1 firm(s): SG Securities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-03-05 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-03-05 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-03-27 | 2025-08-12 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-03-27 | 2025-08-12 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-03-27 | 2025-08-12 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2023-03-27 | 2025-08-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-12 | 2022-11-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-08-12 | 2022-11-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-12 | 2022-11-18 |