Shinichiro Yamada
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shinichiro Yamada, a licensed former licensee with CE reference AYR572. This person has 1.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-16 | 2013-07-13 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-16 | 2013-07-13 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-12-16 | 2013-07-13 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-12-16 | 2013-07-13 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Shinichiro Yamada during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Grace Kei Sze Chow | Win Securities Limited | 2011–2013 |
| Kit Mei Lai | Win Securities Limited | 2011–2013 |
| Ho Yip Kwan | Win Securities Limited | 2011–2013 |
| Hung Yiu Fong | Win Securities Limited | 2011–2013 |
| Siu Wai Lui | Win Securities Limited | 2011–2013 |
| Clarence Kam Pui Au | Win Securities Limited | 2011–2013 |
| Man Kwong Tang | Win Securities Limited | 2011–2013 |
| Jingjing Zhen | Win Securities Limited | 2011–2013 |
| Chun Wai Cheung | Win Securities Limited | 2012–2013 |
| Michael Yik Fai Leung | Win Securities Limited | 2011–2012 |
| On Ki Wong | Win Securities Limited | 2012–2013 |
| Sok Mun Wan | Boom Securities (H.K.) Limited | 2012–2013 |
| Fang Yuan | Win Securities Limited | 2011–2012 |
| Ting Gee Kwan | Win Securities Limited | 2011–2012 |
| Wai Lun Lee | Win Securities Limited | 2013 |
| Jiang Zheng Li | Boom Securities (H.K.) Limited | 2013 |