Chi Yin Lau
劉志賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yin Lau (劉志賢), a licensed Responsible Officer with CE reference BND487. Currently licensed at 1 firm(s): Win Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 6.3 years of SFC licence history. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Win Securities Limited 贏證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-06-29 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-08-18 | 2025-12-01 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-08-18 | 2025-12-01 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-08-18 | 2025-12-01 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-07-09 | 2025-05-31 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2024-07-09 | 2025-05-31 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
RO | Type 9 - Asset management | 2023-03-07 | 2025-05-31 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2021-09-10 | 2025-05-31 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2021-09-10 | 2025-05-31 |
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
RO | Type 4 - Advising on securities | 2019-11-07 | 2020-07-31 |
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
RO | Type 1 - Dealing in securities | 2018-09-03 | 2020-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Yin Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.