James Michael Kelso
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Michael Kelso, a licensed former licensee with CE reference AFB390. This person has 0.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2003-08-25 | 2004-02-24 |
| Win Securities Limited 贏證券有限公司 |
RO | Type 1 - Dealing in securities | 2003-08-25 | 2004-02-24 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 7 - Providing automated trading services | 2003-08-25 | 2004-02-24 |
| Win Securities Limited 贏證券有限公司 |
RO | Type 7 - Providing automated trading services | 2003-08-25 | 2004-02-24 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as James Michael Kelso during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi San Cheung | Win Securities Limited | 2003–2004 |
| Sing Lo | Win Securities Limited | 2003–2004 |
| Hannah Heung Ying Chan | Win Securities Limited | 2003–2004 |
| Wai Yuen Young | Win Securities Limited | 2003–2004 |
| Man Kwong Tang | Boom Securities (H.K.) Limited | 2003–2004 |
| Grace Kei Sze Chow | Win Securities Limited | 2004 |
| Robert John Rountree | Boom Securities (H.K.) Limited | 2003 |
| Bo Wan Cheng | Boom Securities (H.K.) Limited | 2003 |
| Samuel Tsui | Boom Securities (H.K.) Limited | 2003 |