James Michael Kelso

CE No. AFB390 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Michael Kelso, a licensed former licensee with CE reference AFB390. This person has 0.5 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
Boom Securities (H.K.) Limited
寶盛證券(香港)有限公司
RO Type 1 - Dealing in securities 2003-08-25 2004-02-24
Win Securities Limited
贏證券有限公司
RO Type 1 - Dealing in securities 2003-08-25 2004-02-24
Boom Securities (H.K.) Limited
寶盛證券(香港)有限公司
RO Type 7 - Providing automated trading services 2003-08-25 2004-02-24
Win Securities Limited
贏證券有限公司
RO Type 7 - Providing automated trading services 2003-08-25 2004-02-24

Worked alongside

The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as James Michael Kelso during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chi San Cheung Win Securities Limited 2003–2004
Sing Lo Win Securities Limited 2003–2004
Hannah Heung Ying Chan Win Securities Limited 2003–2004
Wai Yuen Young Win Securities Limited 2003–2004
Man Kwong Tang Boom Securities (H.K.) Limited 2003–2004
Grace Kei Sze Chow Win Securities Limited 2004
Robert John Rountree Boom Securities (H.K.) Limited 2003
Bo Wan Cheng Boom Securities (H.K.) Limited 2003
Samuel Tsui Boom Securities (H.K.) Limited 2003
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