Kin Lok Yu
庾建樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Lok Yu (庾建樂), a licensed Representative with CE reference AOE771. Currently licensed at 1 firm(s): Chief Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-03 | 2025-08-31 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-05-03 | 2025-08-31 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-05 | 2022-05-16 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-05-05 | 2022-05-16 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-02-08 | 2022-04-22 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-18 | 2022-04-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-07 | 2009-02-14 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-10 | 2007-12-28 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-10 | 2007-12-28 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-01-10 | 2007-12-28 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-01-10 | 2007-12-28 |