Kwok Lun Yau
邱幗麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Lun Yau (邱幗麟), a licensed former licensee with CE reference AJD338. This person has 17.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-09-01 | 2022-07-18 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-31 | 2022-07-18 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-31 | 2005-04-13 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-31 | 2005-04-13 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2004-12-31 | 2005-04-13 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2004-12-31 | 2005-04-13 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-15 | 2004-03-02 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Lun Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi San Cheung | Win Securities Limited | 2004–2005 |
| Grace Kei Sze Chow | Win Securities Limited | 2004–2005 |
| Wai Man Tse | Win Securities Limited | 2004–2005 |
| Siu Wai Lui | Win Securities Limited | 2004–2005 |
| Kit Mei Lai | Win Securities Limited | 2005 |
| Sing Lo | Win Securities Limited | 2004–2005 |
| Man Kwong Tang | Boom Securities (H.K.) Limited | 2004–2005 |
| Stella Suk Fong Lam | Win Securities Limited | 2005 |