Kwok Lun Yau
邱幗麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Lun Yau (邱幗麟), a licensed former licensee with CE reference AJD338. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-09-01 | 2022-07-18 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-31 | 2022-07-18 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-31 | 2005-04-13 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-31 | 2005-04-13 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2004-12-31 | 2005-04-13 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2004-12-31 | 2005-04-13 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-15 | 2004-03-02 |