Hannah Heung Ying Chan
陳向熒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hannah Heung Ying Chan (陳向熒), a licensed former licensee with CE reference AGO961. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-13 | 2005-09-12 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2004-09-13 | 2005-09-12 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2004-09-13 | 2005-09-12 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-17 | 2004-09-08 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-03 | 2004-09-08 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-04-27 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-04-27 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-16 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-16 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-16 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-16 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-04-27 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-04-27 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-16 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-16 |