Hannah Heung Ying Chan

陳向熒
CE No. AGO961 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hannah Heung Ying Chan (陳向熒), a licensed former licensee with CE reference AGO961. This person has 2.4 years of SFC licence history. Total licence records on file: 15.

Information

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Licence history

FirmRoleRegulated activityFromTo
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2004-09-13 2005-09-12
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 1 - Dealing in securities 2004-09-13 2005-09-12
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 2 - Dealing in futures contracts 2004-09-13 2005-09-12
Shenwan Hongyuan Futures (H.K.) Limited
申萬宏源期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2004-06-17 2004-09-08
Shenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
Rep Type 1 - Dealing in securities 2004-05-03 2004-09-08
Boom Securities (H.K.) Limited
寶盛證券(香港)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-04-27
Win Securities Limited
贏證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-04-27
Boom Securities (H.K.) Limited
寶盛證券(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-12-16
Win Securities Limited
贏證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-12-16
Boom Securities (H.K.) Limited
寶盛證券(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-12-16
Win Securities Limited
贏證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-12-16
Boom Securities (H.K.) Limited
寶盛證券(香港)有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-04-27
Win Securities Limited
贏證券有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-04-27
Boom Securities (H.K.) Limited
寶盛證券(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2003-12-16
Win Securities Limited
贏證券有限公司
Rep Type 9 - Asset management Pre-2003 2003-12-16

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hannah Heung Ying Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Sing Lo Win Securities Limited 2003–2004
Wai Yuen Young Win Securities Limited 2003–2004
Chi San Cheung Win Securities Limited 2003–2004
Man Kwong Tang Boom Securities (H.K.) Limited 2003–2004
Robert John Rountree Boom Securities (H.K.) Limited 2003
James Michael Kelso Win Securities Limited 2003–2004
Bo Wan Cheng Boom Securities (H.K.) Limited 2003
Samuel Tsui Boom Securities (H.K.) Limited 2003
Grace Kei Sze Chow Win Securities Limited 2004
Siu Wai Lui Win Securities Limited 2004
Freddie Wai Kuen Kwan Shenwan Hongyuan Futures (H.K.) Limited 2004
Qary Mau Fai Chan Shenwan Hongyuan Futures (H.K.) Limited 2004
Ka Chun Chuang Shenwan Hongyuan Futures (H.K.) Limited 2004
Cecil Chan Shenwan Hongyuan Futures (H.K.) Limited 2004
Pui Lam Yue Shenwan Hongyuan Futures (H.K.) Limited 2004
Thomas Hin Man Cheung Shenwan Hongyuan Futures (H.K.) Limited 2004
Man Sang Cheung Shenwan Hongyuan Futures (H.K.) Limited 2004
Christine Nga Sze Lai Shenwan Hongyuan Futures (H.K.) Limited 2004
Andrew Man Lung Sit Shenwan Hongyuan Futures (H.K.) Limited 2004
Wai Man Yeung Shenwan Hongyuan Futures (H.K.) Limited 2004
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