Ivy Kang Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivy Kang Kim, a licensed former licensee with CE reference AUQ300. This person has 9.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-18 | 2019-11-14 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-23 | 2016-01-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-03 | 2014-05-15 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-03 | 2014-05-15 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-17 | 2011-04-01 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-02-17 | 2011-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ivy Kang Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.