Peter Sin Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Sin Kim, a licensed Representative with CE reference AFF924. Currently licensed at 1 firm(s): KB Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 20.3 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-04 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-01 | 2019-12-31 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-10 | 2017-02-28 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-31 | 2015-05-01 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-31 | 2015-05-01 |
| Apus Investments Limited | RO | Type 9 - Asset management | 2008-09-04 | 2012-04-21 |
| Gavekal Capital Limited | Rep | Type 9 - Asset management | 2006-10-01 | 2008-06-30 |
| Asia Absolute Advisors Limited | Rep | Type 9 - Asset management | 2005-08-12 | 2006-09-22 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-07-07 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-05 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-05 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-12-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Sin Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.