Sung Soo Kim
金成洙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sung Soo Kim (金成洙), a licensed former licensee with CE reference APF209. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2015-05-26 | 2018-06-30 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
RO | Type 4 — Advising on securities | 2015-05-26 | 2018-06-30 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-05-26 | 2018-06-30 |
| Shinhan Securities Asia Limited |
RO | Type 1 — Dealing in securities | 2007-10-15 | 2011-02-18 |
| Shinhan Securities Asia Limited |
RO | Type 4 — Advising on securities | 2007-10-15 | 2011-02-18 |