Dickson Yee Yin Lam
林貽賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dickson Yee Yin Lam (林貽賢), CE reference ACC478. Currently licensed at 1 firm(s): GEO Securities Limited. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 4 — Advising on securities | 2025-08-21 | present |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 9 — Asset management | 2025-08-21 | present |
| Anlly Asset Management Limited 安立資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-02-03 | 2025-07-15 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
RO | Type 9 — Asset management | 2021-02-03 | 2025-07-15 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-14 | 2021-02-03 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-12-14 | 2021-02-03 |
| BG Capital Management (Asia) Limited 柏治資本管理（亞洲）有限公司 |
RO | Type 4 — Advising on securities | 2020-04-22 | 2020-11-30 |
| BG Capital Management (Asia) Limited 柏治資本管理（亞洲）有限公司 |
RO | Type 9 — Asset management | 2020-04-22 | 2020-11-30 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-03-19 | 2020-03-07 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-01 | 2020-03-07 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-03-01 | 2020-03-07 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 9 — Asset management | 2017-03-01 | 2020-03-07 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-10-26 | 2017-02-28 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-08-04 | 2017-02-28 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-22 | 2017-02-28 |
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2012-11-30 | 2013-11-08 |
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
RO | Type 4 — Advising on securities | 2012-11-30 | 2013-11-08 |
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-21 | 2012-11-30 |
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-21 | 2012-11-30 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2012-11-12 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2012-11-12 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2012-11-12 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 9 — Asset management | present | 2012-11-12 |